The Three Levels of RCA

To truly prevent recurring issues and create lasting reliability gains, it's important to explore the 3 depth levels of an RCA: Physical, Human, and Latent causes.

In the realm of reliability and continuous improvement, Root Cause Analysis (RCA) is a crucial tool to determine the underlying causes of a failure and identify effective corrective actions to prevent future occurrences. If you don’t have a proactive reliability culture, then make sure you are good at resolving failures after they have occurred. Often RCA teams stop at the very surface level of problems, addressing only the obvious symptoms without diving any deeper. They start to see the roots, but don’t dig to the bottom. To truly prevent recurring issues and create lasting reliability gains, it’s important to explore the 3 depth levels of an RCA: Physical, Human, and Latent causes.

Here’s a quick breakdown:

  1. Physical Causes
    These are the tangible and visible causes. Something is broken, malfunctioning, or improperly maintained. Examples include component failure, material defects, or process upset. Identifying these is usually the easiest part of RCA, but it’s usually just the tip of the iceberg.
  2. Human Causes
    These are often more subtle, involving human error, miscommunication, procedural gaps, poor decisions or lack of training. Maybe someone missed a crucial step in a procedure, or there wasn’t clarity around expectations. These issues can usually be traced to gaps in knowledge, behavior, or processes.
  3. Latent Causes
    The most complex, deep and often the most elusive. These causes are embedded deep within the organization—hidden systemic issues, cultural factors, or organizational flaws that enable problems to go unnoticed until they result in failure. Latent causes are often tied to things like poor management systems or process design, or inadequate oversight. Latent causes require an organization to look in the mirror instead of pointing the finger.

🔄 Why it matters: By addressing all three levels of RCA, you can prevent surface-level fixes that lead to recurrence. Tackling latent causes not only resolves the problem at hand but also strengthens your organizational culture, fixes long term reliability problems, ensuring long-term success.

📊 The Takeaway: To achieve true problem resolution, you must dig deeper than just the “what”. Focus on the “why” at every level—physical, human, and latent—to create long lasting reliability solutions.

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Janus Reliability Solutions is a technical service provider focused on making a reliable plant a reality for our clients.